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Financial Services Commission
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#	Item
261	Case 1:15-cvRWS Document 1 FiledPage 1 of 21 IN THE UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF GEORGIA ATLANTA DIVISION Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-13 20:19:33 Financial services Institutional investors Collective investment schemes Madoff investment scandal Hedge fund U.S. Securities and Exchange Commission Securities and Exchange Commission Participants in the Madoff investment scandal Financial economics Investment Finance
262	ARIZONA CORPORATION COMMISSION Add to Reading List Source URL: www.azcc.gov Language: English - Date: 2015-03-02 16:21:42 Financial services United States securities law Hedge fund Financial Industry Regulatory Authority Financial adviser Security Collective investment scheme Financial economics Investment Finance
263	Anguilla Financial Services Commission Non-Profit Organisations Regulations, 2010 Part 3 APPLICATION FOR REGISTRATION OF NON-PROFIT ORGANISATION (“NPO”) Add to Reading List Source URL: www.fsc.org.ai Language: English - Date: 2012-03-22 12:47:58 Email Terminology Political geography Structure Nonprofit organization British Overseas Territories Anguilla
264	November 21, 2007 Mr. Jeffrey Stoltzfoos Senior Advisor Office of the Assistant Secretary for Financial Institutions U.S. Department of the Treasury 1500 Pennsylvania Avenue, NW Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-22 07:52:09 Economics Administrative law Public administration Better Regulation Commission Regulation Canadian securities regulation Financial Services Authority Economy of the United Kingdom Economics of regulation United Kingdom
265	< PAGE >53 Index < INDEX e " · " h "A" c "2" >A A New Tax System (CommonwealthState Financial Arrangements) Act 1999 · 1, 7 A New Tax System (CommonwealthState Financial Arrangements — Consequential Provisions) Add to Reading List Source URL: budget.gov.au Language: English - Date: 2009-06-12 03:13:33 Public economics Equalization payments Goods and Services Tax Commonwealth Grants Commission Australian Taxation Office Tax Fiscal imbalance in Australia Constitutional basis of taxation in Australia Taxation in Australia Government of Australia Government
266	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoApril 16, 2015 INVESTMENT COMPANY ACT OF 1940 Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-16 18:03:14 Financial services 76th United States Congress Private equity Hedge fund Investment Advisers Act Collective investment scheme Management fee U.S. Securities and Exchange Commission Financial adviser Financial economics Investment Finance
267	Principles and Regulations for Research-Related Conflicts of Interest1 IOSCO Principles and Core Measures2 I. Add to Reading List Source URL: www.icsa.bz Language: English - Date: 2012-10-22 07:52:05 Financial analyst Securities research Investment banking Economics U.S. Securities and Exchange Commission International Organization of Securities Commissions Global settlement Sarbanes–Oxley Act Sell-side analyst Financial services Business Finance
268	GUIDELINES ON THE ROLE AND APPROVAL OF COMPLIANCE OFFICERS 1. Introduction In accordance with section 27 of the Financial Services Commission Act, R.S.A. c. F28, a licensee is required to appoint a fit and proper indivi Add to Reading List Source URL: www.fsc.org.ai Language: English - Date: 2013-01-16 12:50:18 Corporate governance Regulatory compliance Money laundering Ethics Finance Compliance and ethics program Internal control Auditing Financial regulation Business
269	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoApril 21, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-21 19:45:43 Financial adviser Federal Reserve System Registered Investment Advisor Business Economics Financial services Investment Financial economics Finance
270	Microsoft Word - EdelFlash - DLF-CCI gives Chennai a clean chit-30-Nov-12 Add to Reading List Source URL: smartinvestor.business-standard.com Language: English - Date: 2012-12-07 03:07:17 Financial services Financial markets United States securities law United States Securities and Exchange Commission 73rd United States Congress Securities research Financial analyst Investment banking U.S. Securities and Exchange Commission Financial economics Finance Financial system

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